Advice before and after it goes wrong

A systems and control framework designed to identify and mitigate inherent risk is a key requirement for any business seeking to engage in domestic and international business. This framework is dictated by a multitude of factors, including sectoral focus, size and age of the business, and geographical location. Regulators expect compliance controls to be robust, failing which significant fines and prosecutions can result.

 

Our advisory clients

We act for corporates seeking to ensure that they minimise potential exposure to regulatory and criminal censure. Our lawyers are able to advise on how best to identify and mitigate risk and have extensive experience in multiple facets of compliance and risk management, including:

  • Undertaking risk assessments in relation to anti-money laundering (AML), anti-bribery and corruption (ABC), tax evasion, sanctions and environmental, social and governance (ESG) exposure
  • Providing written opinions in respect of sanctions, AML and ABC concerns
  • Reviewing, updating and drafting financial crime policies, process and documentation
  • Undertaking root cause analysis pertaining to financial crime systems and control failures
  • Drafting and delivering training sessions, both online and in-person, covering a wide range of compliance issues
  • In conjunction with data analysts and forensic accountants, drafting financial crime board and c-suite reports
  • Analysing suspicious activity with a view to drafting and submitting Suspicious Activity Reports.

 

Our approach to risk management

To provide the best advice to our clients, we ensure that we understand their business. Our team has extensive in-house experience, and we are able to identify not only the potential legal issues but also the commercial, interpersonal and political concerns that may be of equal significance to our clients. We work hand-in-glove with those who instruct us to ensure that our advice, whether a written work product or an oral report to the c-suite, is precisely what is required.

Our lawyers have relationships with regulators and financial crime practitioners around the world and leverage these connections to provide advice based on best practices and international trends.

Stewarts Litigate

A groundbreaking after the event (ATE) insurance facility for our commercial disputes clients.

Stewarts Litigate provides our commercial disputes clients with rapid access to comprehensive ATE insurance at pre-agreed market leading rates. 

This communication has been authorised by Arthur J Gallagher Insurance Brokers Limited for the purpose of s21 of the Financial Services and Markets Act 2000

Stewarts Litigate ATE insurance facility

Meet the Financial Crime team

Our lawyers provide seamless advice and representation in complex criminal matters, including risk management and mitigation, disputes and investigations.

The firm comprises some of the UK’s leading litigation lawyers and has the depth of expertise to advise on related issues.

David Savage - Partner, Head of Financial Crime - Stewarts

If you require assistance, please email your enquiry or call us.

Stewarts Private - Dispute Management

Stewarts Private is a dedicated dispute management service that helps our clients avoid, manage and resolve disputes. We provide strategic advice to assist in navigating serious, complex and challenging situations.

Stewarts Private

Covid-19: Navigating the legal challenges

Covid-19 is impacting individuals and companies around the world in an unprecedented way. The insights collected here will help you navigate the key legal issues you may be facing at this time.

Coronavirus Covid-19